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Gain confidence

Pair our eye for detail with your bottom-line instincts

In an increasingly specialized marketplace, broker-dealer time is best spent in pursuit of bottom-line results—and BerryDunn provides the audit and tax expertise necessary to support your efforts.

As partners to broker-dealer clients, our behind-the-scenes efforts enhance confidence that critical details are in good hands. Our team supports broker-dealers with:

  • High-quality audits. Our experts have guided regional and national clients through financial challenges and opportunities for more than four decades. We bring deep experience and visionary guidance that mitigates risk, anticipates challenges, and paves the way for future success. 
  • Regulatory expertise. We regularly work with clients subject to regulations issued by the Securities and Exchange Commission (SEC), the Public Company Accounting Oversight Board (PCAOB), and the Financial Industry Regulatory Authority (FINRA). 
  • Knowledge sharing. Our team keeps clients up to speed on emerging industry developments to ensure client compliance and change preparedness.
  • Independence and objectivity. Our professional services comply with the limitations of the AICPA, PCAOB, and other regulatory bodies, and we bring that dedication to each and every client.  

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Press Releases


"Changing auditors can be a challenging process; however, the BerryDunn team made the process much easier to navigate. They were responsive, collaborative, and transparent as we worked together to meet our regulatory filing deadline."

- Richie Yeates and Mike Prendergast, President and Chief Compliance Officer, APA Securities, LLC

Responsive, collaborative, and transparent