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Gain understandingFDICIA and SOX 404 compliance

Internal financial reporting controls—for confidence inside and out


With thorough knowledge of FDICIA and Sarbanes Oxley 404 attestation, the BerryDunn auditing team routinely evaluates internal controls over financial reporting (ICFR) for clients, providing clear, actionable recommendations to ensure regulatory compliance. With services tailored to meet the specific needs of each client, we also provide support with ICFR implementation and training, and work closely with stakeholders to prepare federally-compliant financial reporting. 

When retained for ICFR support, the BerryDunn team offers risk assessment in conjunction with identification and documentation of internal controls using the COSO framework. BerryDunn will:

  • Provide complete guidance through the critical ICFR risk assessment process
  • Help establish control over the documentation of key financial reporting controls
  • Introduce information technology controls critical to financial reporting
  • Provide ongoing evaluation and confirmation that recommended controls are in place—and effectively ensuring compliance 
  • Establish clear communication and monitoring, with ongoing guidance to maintain best practices and ensure strong ICFR program performance

To learn more, please contact our FDICIA and SOX compliance services team

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BerryDunn experts and consultants

“BerryDunn has been a great resource as our bank has grown past the $500 million threshold for FDICIA reporting. Their support was critical as we took on responsibility for preparing our bank’s financial statements for the first time and worked to provide deliverables in a timely manner. In addition, their team provided a tax accrual template that helped us complete our bank’s tax calculation in significantly less time than years past.”

- Sara Blake, Vice President and Controller, Ledyard National Bank

Testimonial
FDICIA reporting and tax guidance—A great resource for growing banks

"BerryDunn’s expertise in FDICIA and internal controls has been a tremendous asset to our bank. Their experience in the financial services industry has helped us better account for and structure our controls to ensure we meet our risk, regulatory, and compliance requirements. We highly recommend giving them a chance to show you what they can do!”

- Nicolas Karmelek, SVP and Chief Risk Officer at Avidia Bank

Testimonial
FDICIA and internal controls expertise—an asset to banks