GAIN CONFIDENCE

BROKER-DEALERS

BerryDunn experts have guided regional and national clients through financial challenges and opportunities for over four decades. 

Todd Desjardins, CPA

When you work with the BerryDunn audit and tax team, you get the peace of mind that comes from a job well done.

Broker-dealers who choose to partner with BerryDunn can rest assured knowing their audit and tax work is getting done the right way, every time.


We combine specialized regulatory knowledge with an in-depth understanding of the broker-dealer business model to help you make better-informed financial decisions. Services include:

  • Financial statement audits
  • Tax preparation and compliance
  • Optimization of tax planning strategies
  • Buy-side due diligence and quality of earnings
  • Sell-side preparation and planning

We focus on the details, so you can focus on the bottom line.

Our efficient, timely and expert approach helps broker-dealers focus on what’s important: business growth. When you work with the BerryDunn audit and tax team, you get the peace of mind that comes from a job well done. You can also expect:

  • High-quality audits — BerryDunn experts have guided regional and national clients through financial challenges and opportunities for over four decades. Our deep experience and visionary guidance can help you anticipate and prepare for the future.
  • Regulatory expertise — We have worked with many clients subject to regulations issued by the Securities and Exchange Commission (SEC), the Public Company Accounting Oversight Board (PCAOB), and the Financial Industry Regulatory Authority (FINRA).
  • Knowledge sharing — We’ll keep you up-to-speed on emerging industry developments so you remain confidently compliant and prepared for future changes.
  • Independence and objectivity — Our professional services comply with the limitations and regulations of the AICPA, PCAOB, and other regulatory bodies. As a client of BerryDunn, you can expect the same dedication to quality, independence and integrity.
  • Personal service by senior staff — Your business is our passion. We’ll work elbow-to-elbow with your staff, serving as an expert extension of your team. We take the time to connect with people on a personal level and build relationships that stand the test of time.

Looking for more information about how we can help? Contact our Broker-Dealer practice leader, Todd Desjardins.